JM
John C. Mosko
FEDERATED INVESTMENT COUNSELING
Belmar, NJ
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CRD#: 1034647
JM
Professional summary
John Charles Mosko is a registered financial advisor currently at FEDERATED INVESTMENT COUNSELING located in Belmar, New Jersey and FEDERATED SECURITIES CORP. located in Belmar, New Jersey.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. John has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 15, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Charles Mosko's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2008 - Present
FEDERATED INVESTMENT COUNSELING
RIA
CRD#: 105325
Belmar, NJ
Current
November 10, 2009 - Present
FEDERATED SECURITIES CORP.
RIA
BD
CRD#: 5009
Belmar, NJ
Current
May 12, 2010 - Present
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
RIA
CRD#: 109355
Belmar, NJ
Current
May 14, 2019 - Present
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 106277
Belmar, NJ
Current
May 13, 2008 - Present
FEDERATED SECURITIES CORP.
Office #1: 1001 Liberty Avenue, Pittsburgh, PA 15222-3779RIA
BD
CRD#: 5009
Pittsburgh, PA
Past
December 11, 2006 - March 18, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
TOMS RIVER, NJ
Past
April 13, 2006 - March 18, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
TOMS RIVER, NJ
Past
November 22, 2004 - March 22, 2006
STARBOARD CAPITAL MARKETS, LLC
BD
CRD#: 36907
PHILADELPHIA, PA
Past
July 1, 2003 - September 8, 2004
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
CHARLOTTE, NC
Past
June 13, 2000 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
October 11, 1993 - July 11, 2000
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
NEW YORK CITY, NY
Past
June 4, 1992 - September 20, 1993
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
February 13, 1989 - October 29, 1991
SBC WARBURG, INC.
BD
CRD#: 23745
NEW YORK, NY
Past
June 29, 1987 - March 9, 1989
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.
BD
CRD#: 4341
Past
February 26, 1982 - June 5, 1987
THOMSON MCKINNON SECURITIES INC.
BD
CRD#: 829
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FEDERATED INVESTMENT COUNSELING
FEDERATED HERMES CW HENDERSON DIVISION | FEDERATED INVESTMENT COUNSELING (INCLUDING ITS FEDERATED HERMES CW HENDERSON DIVISION) | FEDERATED INVESTMENT COUNSELING | FEDERATED HERMES CW HENDERSON, A DIVISION OF FEDERATED INVESTMENT COUNSELING
CRD#: 105325 / SEC#: 801-34611
RIA
Registered Investment Advisory firm - (6/12/1989 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/13/2019)
RR
Alaska(5/13/2019)
RR
Arizona(5/13/2019)
RR
Arkansas(5/13/2019)
RR
California(1/4/2018)
RR
Colorado(5/13/2019)
RR
Connecticut(5/13/2019)
RR
Delaware(5/13/2008)
RR
District of Columbia(3/25/2014)
RR
Florida(5/13/2019)
RR
Georgia(5/13/2019)
RR
Hawaii(5/13/2019)
RR
Idaho(5/13/2019)
RR
Illinois(5/13/2019)
IAR
Illinois(10/14/2022)
RR
Indiana(5/13/2019)
RR
Iowa(5/13/2019)
RR
Kansas(5/13/2019)
RR
Kentucky(5/13/2019)
RR
Louisiana(5/13/2019)
RR
Maine(5/13/2019)
RR
Maryland(3/25/2014)
IAR
Massachusetts(5/12/2010)
RR
Massachusetts(5/13/2019)
RR
Michigan(5/13/2019)
RR
Minnesota(5/13/2019)
RR
Mississippi(5/13/2019)
RR
Missouri(5/13/2019)
RR
Montana(5/13/2019)
RR
Nebraska(5/13/2019)
RR
Nevada(5/13/2019)
RR
New Hampshire(5/13/2019)
RR
New Jersey(5/13/2008)
RR
New Mexico(5/13/2019)
RR
New York(5/13/2008)
IAR
New York(8/5/2021)
RR
North Carolina(3/25/2014)
RR
North Dakota(5/13/2019)
RR
Ohio(3/25/2014)
RR
Oklahoma(5/13/2019)
RR
Oregon(5/13/2019)
RR
Pennsylvania(5/13/2008)
IAR
Pennsylvania(5/14/2008)
RR
Puerto Rico(5/13/2019)
IAR
Puerto Rico(5/16/2019)
RR
Rhode Island(5/13/2019)
RR
South Carolina(5/13/2019)
RR
South Dakota(5/13/2019)
RR
Tennessee(5/13/2019)
RR
Texas(5/13/2019)
IAR
Texas(5/14/2019)
RR
Utah(5/13/2019)
RR
Vermont(5/13/2019)
RR
Virgin Islands(5/13/2019)
RR
Virginia(3/25/2014)
RR
Washington(5/13/2019)
RR
West Virginia(3/25/2014)
RR
Wisconsin(5/13/2019)
RR
Wyoming(5/13/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 12/14/1982
Foreign Currency Options ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FI
FEDERATED INVESTMENT COUNSELING
FEDERATED HERMES CW HENDERSON DIVISION | FEDERATED INVESTMENT COUNSELING (INCLUDING ITS FEDERATED HERMES CW HENDERSON DIVISION) | FEDERATED INVESTMENT COUNSELING | FEDERATED HERMES CW HENDERSON, A DIVISION OF FEDERATED INVESTMENT COUNSELING
CRD#: 105325 / SEC#: 801-34611
RIA
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Contact information
Main Address
1001 Liberty Avenue, Pittsburgh, PA 15222-3779
Mailing Address
Phone number
(412) 288-1900
Established
Firm type
Fiscal year end
# of Employees
213
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,579 |
| AUM (Assets Under Management) | $ 199,641,239,415 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/11/2023 | ||
| 07/29/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
