Philip E. Pace
Professional summary
Philip Emedio Pace, CFP® is a registered financial professional currently at EATON VANCE DISTRIBUTORS, INC. located in Boston, Massachusetts.
Philip is registered as a RR (Registered Representative) and started their career in finance in 1983. Philip has worked at 5 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip Emedio Pace's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2000 - Present
EATON VANCE DISTRIBUTORS, INC.
Office #1: 1 Post Office Square, Boston, MA 02109July 31, 1997 - May 12, 2000
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
January 1, 1989 - June 4, 1997
CHEVY CHASE FINANCIAL SERVICES
February 3, 1987 - July 11, 1990
SIGNATOR INVESTORS, INC.
July 18, 1983 - June 25, 1985
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2000)
(1/8/2014)
(5/23/2017)
(5/10/2000)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
EATON VANCE DISTRIBUTORS, INC.
CRD#: 37731 / SEC#: , 8-47939
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | SHAREHOLDER | |
| FAHEY, LAWRENCE LOUIS | PRINCIPAL OPERATIONS OFFICER | 2097212 |
| FAMIGLIETTI, FRANK J | DIRECTOR | 2702269 |
| KASETA, LYNN M | CHIEF COMPLIANCE OFFICER | 6451373 |
| KUSH, ANTHONY N | PRINCIPAL FINANCIAL OFFICER, AND, FINANCIAL AND OPERATIONS PRINCIPAL OFFICER | 7463692 |
| LEFEVRE, BENJAMIN WILLIAM | TEXAS DESIGNATED PRINCIPAL | 2261749 |
| LEIMENSTOLL, ANDREW JOHN | DIRECTOR | 4640636 |
| MICHAUD, DAVID ANDREW | DIRECTOR | 2730645 |
| WITKOS, MATTHEW JOSEPH | PRESIDENT, CEO, AND DIRECTOR | 2034689 |
Red Flags
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Company Information
EATON VANCE DISTRIBUTORS, INC.
CRD#: 37731Boston, MA 02109TRUST BUT VERIFY
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