Frederick M. Prange
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick M Prange JR, who also goes by Frederick M Jr Prange, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1982. Frederick had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2012 - June 18, 2015
INVESTORS CAPITAL CORP.
October 11, 2002 - March 13, 2012
MOMENTUM INDEPENDENT NETWORK INC.
August 15, 1995 - November 11, 2002
A. G. EDWARDS & SONS, INC.
October 10, 1990 - August 8, 1995
LOEWENBAUM & COMPANY INCORPORATED
March 27, 1987 - September 4, 1990
MORGAN KEEGAN & COMPANY, LLC
February 2, 1987 - April 2, 1987
SHERWOOD CAPITAL, INC.
March 30, 1982 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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