Barry L. Schwartz
Professional summary
Barry Leonard Schwartz was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Barry is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Barry had worked at 5 firms, which includes BARRETT DAY SECURITIES INC., LEVCO SECURITIES CORP., GREENTREE SECURITIES CORP., CITIWIDE SECURITIES CORP., SOUTHEAST SECURITIES OF FLORIDA INC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 1988 - March 10, 1995
BARRETT DAY SECURITIES, INC.
December 10, 1986 - July 27, 1988
LEVCO SECURITIES CORP.
July 15, 1985 - December 1, 1986
GREENTREE SECURITIES CORP.
January 27, 1984 - June 12, 1985
CITIWIDE SECURITIES CORP.
April 27, 1982 - December 6, 1983
SOUTHEAST SECURITIES OF FLORIDA, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BARRETT DAY SECURITIES, INC.
CRD#: 17717 / SEC#: , 8-35665
Contact information
Documents
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