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Jerald Russell Benson

CRD# 1034379·Registered 1982 - 2017
Previously Registered: Being a previously registered professional could mean that Jerald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jerald Russell Benson, who also goes by Russell Benson, was a registered financial advisor. Jerald was a previously registered financial professional and started their career in finance 1982 - 2017. Jerald had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Russell Benson

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

Past

RIVERSOURCE DISTRIBUTORS, INC.Past·CRD# 139135
BD
Minneapolis, MN
January 1, 2007 - June 1, 2017
AMERIPRISE FINANCIAL SERVICES, LLCPast·CRD# 6363
BD
Minneapolis, MN
June 8, 1999 - January 1, 2007
IDS LIFE INSURANCE COMPANYPast·CRD# 6321
BD
Minneapolis, MN
June 8, 1999 - December 31, 2006
PRUCO SECURITIES, LLC.Past·CRD# 5685
BD
Newark, NJ
August 4, 1982 - March 25, 1999
THE PRUDENTIAL INSURANCE COMPANY OF AMERICAPast·CRD# 680
BD
Newark, NJ
June 24, 1982 - December 10, 1993

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Current Firm

RD
RIVERSOURCE DISTRIBUTORS, INC.

RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135 / SEC#: 8-67196
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

901 3rd Ave S, Minneapolis, MN 55402

Mailing Address

5229 Ameriprise Financial Center, Minneapolis, MN 55474

Phone Number

(612) 671-7449

Established

Delaware since 12/09/2005

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
AMERIPRISE FINANCIAL, INCSHAREHOLDER—
BUSCHY, MATTHEWDIRECTOR (TEXAS DESIGNATED OFFICER)4785321
GARDNER, TRACY HOHENSEECHIEF COMPLIANCE OFFICER2598167
HORWITH, THEODORE ROBERTCHIEF FINANCIAL OFFICER3257001
KNEESHAW, JESSICA ADIRECTOR4619188
MINELLA, PAULA JGENERAL COUNSEL7355568
POOR, JASON JOHNCHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER2704246

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1982About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2017About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1982About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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