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Albert George Williams

CRD# 1034378·Registered 1983 - 1998
Previously Registered: Being a previously registered professional could mean that Albert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Albert George Williams was a registered financial advisor. Albert was a previously registered financial professional and started their career in finance 1983 - 1998. Albert had worked at 14 firms and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

SMITH CULVER INVESTMENTS·CRD# 24007
BD
San Francisco, CA
January 12, 1996 - January 28, 1998
GLOBAL STRATEGIES GROUP, INC.·CRD# 27414
BD
New York, NY
February 13, 1995 - July 20, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY·CRD# 5181
BD
Boston, MA
July 7, 1994 - July 25, 1995
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Boston, MA
July 7, 1994 - July 25, 1995
ATLAS SECURITIES, LLC·CRD# 20991
BD
San Leandro, CA
April 30, 1993 - January 20, 1994
MARKETING ONE SECURITIES, INC.·CRD# 16611
BD
Portland, OR
September 12, 1992 - February 23, 1993
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
May 14, 1992 - June 29, 1992
GLENFED BROKERAGE SERVICES·CRD# 13648
BD
Glendale, CA
August 12, 1991 - December 17, 1991
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
May 24, 1991 - July 17, 1991
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
May 24, 1991 - July 17, 1991
ASB FINANCIAL SERVICES·CRD# 24280
BD
Irvine, CA
July 14, 1989 - August 15, 1990
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
May 1, 1984 - May 17, 1989
CONSOLIDATED INVESTMENT SERVICES, INC.·CRD# 7929
BD
July 1, 1983 - May 15, 1984
SOUTHMARK FINANCIAL SERVICES, INC.·CRD# 6518
BD
March 22, 1983 - June 30, 1983

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Current Firm

SC
SMITH CULVER INVESTMENTS

SMITH CULVER INVESTMENTS | SMITH CULVER, INC.

CRD#: 24007 / SEC#: 8-40860
BD
Cancelled by SEC on 10/04/2006

Contact Information

Established

California since 08/01/1988

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Mar 1983About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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