Albert G. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert George Williams was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1983. Albert had worked at 14 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 1996 - January 28, 1998
SMITH CULVER INVESTMENTS
February 13, 1995 - July 20, 1995
GLOBAL STRATEGIES GROUP, INC.
July 7, 1994 - July 25, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 7, 1994 - July 25, 1995
SIGNATOR INVESTORS, INC.
April 30, 1993 - January 20, 1994
ATLAS SECURITIES, LLC
September 12, 1992 - February 23, 1993
MARKETING ONE SECURITIES, INC.
May 14, 1992 - June 29, 1992
H.J. MEYERS & CO., INC.
August 12, 1991 - December 17, 1991
GLENFED BROKERAGE SERVICES
May 24, 1991 - July 17, 1991
IDS LIFE INSURANCE COMPANY
May 24, 1991 - July 17, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
July 14, 1989 - August 15, 1990
ASB FINANCIAL SERVICES
May 1, 1984 - May 17, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
July 1, 1983 - May 15, 1984
CONSOLIDATED INVESTMENT SERVICES, INC.
March 22, 1983 - June 30, 1983
SOUTHMARK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SMITH CULVER INVESTMENTS
CRD#: 24007 / SEC#: , 8-40860
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
