Phillip J. Hines
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip John Hines was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 1983. Phillip had worked at 2 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 1989 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 21, 1986 - April 7, 2017
PRUCO SECURITIES, LLC.
September 6, 1983 - April 7, 2017
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
CRD#: 680 / SEC#: 801-12484, 8-13881
Contact information
Red Flags
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