Thomas G. Fitzpatrick
Professional summary
Thomas Gregory Fitzpatrick, who also goes by Thomas Gregory Fitzpatrick, Thomas Fitzpatrick, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Red Bank, New Jersey.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1982. Thomas has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Gregory Fitzpatrick's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2025 - Present
CANTOR FITZGERALD & CO.
Office #1: 331 Newman Springs Rd Building 3, Red Bank, NJ 07701June 24, 2019 - November 9, 2020
BGC FINANCIAL, L.P.
October 29, 2007 - October 28, 2015
BARCLAYS CAPITAL INC.
October 31, 2005 - October 30, 2007
STANFORD GROUP COMPANY
September 8, 2005 - October 17, 2005
KNIGHT CAPITAL AMERICAS, L.P.
March 28, 2005 - July 28, 2005
UBS SECURITIES LLC
September 19, 1990 - August 19, 2005
UBS CAPITAL MARKETS L.P.
July 8, 1986 - June 7, 1990
RYAN BECK & CO.
October 18, 1984 - February 13, 1986
UJB DISCOUNT BROKERAGE CO.
September 24, 1982 - June 7, 1990
RYAN BECK & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/25/2024
General Securities Representative ExaminationSeries 55
Date: 2/1/1999
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
