Paul R. Pigman
Professional summary
Paul Rine Pigman Jr, who also goes by Paul Rine Pigman, is a registered financial advisor currently at FIRST MANHATTAN CO. LLC located in Sewickley, Pennsylvania.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Paul has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Rine Pigman Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2024 - Present
FIRST MANHATTAN CO. LLC
October 22, 2019 - September 12, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 21, 2019 - September 12, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 4, 2013 - January 22, 2019
BNY MELLON SECURITIES CORPORATION
December 4, 2013 - January 22, 2019
BNY MELLON SECURITIES CORPORATION
August 18, 2008 - November 1, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 18, 2006 - November 1, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 22, 2006 - September 6, 2006
NEWEDGE SECURITIES, LLC
October 25, 2005 - June 27, 2006
WALNUT STREET SECURITIES, INC.
October 12, 2005 - September 7, 2006
SOLENTURE ADVISORS LLC
November 17, 1994 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
August 28, 1984 - July 8, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
FIRST MANHATTAN CO. LLC
CRD#: 325281 / SEC#: 801-12411
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/26/2024)
(9/4/2024)
(9/26/2024)
Exams
Current Firm
FIRST MANHATTAN CO. LLC
CRD#: 325281 / SEC#: 801-12411
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,722 |
| AUM (Assets Under Management) | $ 34,439,571,092 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 10/25/2024 | ||
| 11/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
