Philip A. Raczkowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Anthony Raczkowski, who also goes by Phil Raczkowski, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1982. Philip had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2014 - November 20, 2017
KOVACK SECURITIES INC.
January 7, 2008 - December 31, 2014
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
May 10, 2002 - December 31, 2007
RESOURCE HORIZONS GROUP LLC
February 8, 2002 - October 15, 2014
RESOURCE HORIZONS GROUP LLC
February 25, 1986 - January 29, 2002
MML INVESTORS SERVICES, LLC
March 25, 1982 - March 7, 1986
THE COLUMBIAN SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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