Roger S. Scott

SCOTT VALUE INVESTING

Bellingham, WA

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CRD#: 1034042

Professional summary

Roger Stephen Scott, CFP® is a registered financial advisor currently at SCOTT VALUE INVESTING located in Bellingham, Washington.

Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Roger has worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Scott Value Tax Services, 6285 20th Ave. NE, Seattle, WA 98115, proprietor. THE TAX ADVICE PORTION OF THE BUSINESS COULD BE INTERPRETED AS INVESTMENT-RELATED. I OFFER TAX PREPARATION SERVICE. I have been in this business since I sold The Tax Center in 2004. During the tax season, I work 10 to 20 hours per week. Off-season, I work very little on taxes.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Stephen Scott's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1985

Experience

Current

August 9, 2017 - Present

SCOTT VALUE INVESTING

RIA

CRD#: 143579

Bellingham, WA

Past

November 30, 2000 - May 31, 2007

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

SEATTLE, WA

Past

November 3, 2000 - May 31, 2007

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

SEATTLE, WA

Past

January 11, 1989 - October 12, 1990

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

Past

April 23, 1982 - December 31, 1988

LOWRY FINANCIAL SERVICES CORPORATION

CRD#: 7291

Past

March 30, 1982 - April 22, 1982

NATIONAL SECURITIES CORPORATION

CRD#: 7569

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(8/9/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/17/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/1/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/3/1983

General Securities Principal Examination

Current Firm

SCOTT VALUE INVESTING

SCOTT VALUE INVESTING | SCOTT, ROGER STEPHEN

CRD#: 143579 / SEC#:

Washington

Registered Investment Advisory firm - (4/3/2007 Approved)

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Contact information

Main Address

Bellingham, WA

Mailing Address

Phone number

(206) 579-8361

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 1,800,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Roger S. Scott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Stephen Scott's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCOTT VALUE INVESTING

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

SIGNATOR FINANCIAL SERVICES, INC.

LOWRY FINANCIAL SERVICES CORPORATION

NATIONAL SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 11/17/2000

Series 7

Date: 11/1/2000

Series 24

Date: 2/3/1983

Current Firm

SCOTT VALUE INVESTING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SCOTT VALUE INVESTING

TRUST BUT VERIFY

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