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JM

John L. Myers

Some features on this profile are disabled
CRD#: 1034020
JM

Professional summary

John Lewis Myers was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

John is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, John had worked at 12 firms, which includes PRO-INTEGRITY SECURITIES INC., PRIME CAPITAL SERVICES INC., SUNPOINT SECURITIES INC., A. G. EDWARDS & SONS INC., WELLS FARGO CLEARING SERVICES LLC, CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC, HYM FINANCIAL INC., FIRST INSTITUTIONAL SECURITIES L.L.C., BROADWAY FINANCIAL INVESTMENT SERVICES CORP..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

John Lewis Hobbs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 26, 2001 - July 18, 2003

PRO-INTEGRITY SECURITIES, INC.

BD
CRD#: 44707
LONGVIEW, TX
Past

February 28, 2000 - November 14, 2001

PRIME CAPITAL SERVICES, INC.

BD
CRD#: 18334
POUGHKEEPSIE, NY
Past

January 21, 2000 - February 28, 2000

PRO-INTEGRITY SECURITIES, INC.

BD
CRD#: 44707
LONGVIEW, TX
Past

August 11, 1997 - November 19, 1999

SUNPOINT SECURITIES, INC.

BD
CRD#: 25442
LONGVIEW, TX
Past

May 26, 1995 - July 7, 1997

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

May 23, 1994 - May 26, 1995

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

July 31, 1993 - May 3, 1994

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

May 26, 1992 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

March 19, 1992 - May 11, 1992

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

March 19, 1992 - May 11, 1992

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

April 3, 1990 - August 28, 1990

HYM FINANCIAL, INC.

BD
CRD#: 16983
CLIFTON, NJ
Past

July 27, 1989 - April 3, 1990

FIRST INSTITUTIONAL SECURITIES, L.L.C.

BD
CRD#: 23910
WEST PATERSON, NJ
Past

July 18, 1989 - April 3, 1990

BROADWAY FINANCIAL INVESTMENT SERVICES CORP.

BD
CRD#: 23906

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 1/8/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/3/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/15/1989
General Securities Representative Examination

Current Firm

PS
PRO-INTEGRITY SECURITIES, INC.
PRO-INTEGRITY SECURITIES, INC.

CRD#: 44707 / SEC#: , 8-50784

BD
Terminated by SEC on 02/05/2005
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 01/21/1998
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
PERRY, WILLIAM MARTINCEO/PRESIDENT2142599
HARGETT, GORDON KUNTZSHAREHOLDER3007132
JACKSON, TAMMY LYNNVICE PRESIDENT2484587
SAPAUGH, MARVIN WAYNEVICE PRESIDENT410819

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRO-INTEGRITY SECURITIES, INC.

CRD#: 44707

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