David M. Boike

RETIREMENT RESOURCES

AUBURN HILLS, MI 48326

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CRD#: 1034000

Professional summary

David Martin Boike is a registered financial advisor currently at RETIREMENT RESOURCES, LLC located in Auburn Hills, Michigan.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. David has worked at 9 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REGISTRANT IS ALSO AN INDEPENDENT INSURANCE AGENT. WHILE THE TIME SPENT ON THIS ACTIVITY MAY VARY THROUGHOUT THE YEAR, IT WILL GENERALLY ACCOUNT FOR APPROXIMATELY 20% OF THE REGISTRANT'S TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Martin Boike's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2010 - Present

RETIREMENT RESOURCES, LLC

Office #1: 1625 N Opdyke Rd, Auburn Hills, MI 48326

RIA

CRD#: 151889

AUBURN HILLS, MI

Past

February 9, 2010 - December 10, 2010

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

FLINT, MI

Past

March 27, 2009 - October 15, 2009

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

FLINT, MI

Past

August 2, 2002 - March 31, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

FLINT, MI

Past

May 20, 1997 - August 28, 2002

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

November 9, 1992 - May 27, 1997

CINCINNATI ANALYSTS, INC.

CRD#: 5478

CINCINNATI, OH

Past

November 12, 1986 - November 13, 1992

MARINER FINANCIAL SERVICES, INC.

CRD#: 8292

LARGO, FL

Past

October 11, 1985 - December 4, 1986

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

Past

April 2, 1982 - October 3, 1983

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREMENT RESOURCES, LLC

CRD#: 151889 / SEC#: 801-114202

RIA

Registered Investment Advisory firm - (10/29/2018 Approved)

Michigan

Registered Investment Advisory firm - (11/8/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(2/9/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/13/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/1/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RETIREMENT RESOURCES, LLC

CRD#: 151889 / SEC#: 801-114202

RIA

Registered Investment Advisory firm - (10/29/2018 Approved)

Michigan

Registered Investment Advisory firm - (11/8/2018 Terminated)

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Contact information

Main Address

1625 N Opdyke Rd, Auburn Hills, MI 48326

Mailing Address

Phone number

(877) 732-5751

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (1/31/2025)

Regulatory assets under management

Total Number of Accounts	1,008
AUM (Assets Under Management)	$ 142,946,166

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David M. Boike

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Martin Boike's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

SUMMIT BROKERAGE SERVICES, INC.

MUTUAL SERVICE CORPORATION

VESTAX SECURITIES CORPORATION

CINCINNATI ANALYSTS, INC.

MARINER FINANCIAL SERVICES, INC.

ADVANTAGE CAPITAL CORPORATION

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

RETIREMENT RESOURCES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/13/1985

Series 6

Date: 4/1/1982

Current Firm

RETIREMENT RESOURCES, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RETIREMENT RESOURCES, LLC

TRUST BUT VERIFY

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