Charles J. Zeman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Joseph Zeman was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1984. Charles had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2002 - December 31, 2002
AMERICAN INVESTORS GROUP, INC.
January 4, 1996 - July 31, 2020
AMERICAN INVESTORS GROUP, INC.
April 23, 1990 - January 15, 1996
A. B. CULBERTSON AND COMPANY
September 8, 1989 - April 20, 1990
BILTMORE EQUITIES & SECURITIES, LTD.
February 10, 1988 - August 17, 1989
PFG SECURITIES, INC.
July 9, 1984 - November 18, 1987
SECURITIES NETWORK, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN INVESTORS GROUP, INC.
CRD#: 10020 / SEC#: , 8-38164
Contact information
Regulatory assets under management
| Total Number of Accounts | 33 |
| AUM (Assets Under Management) | $ 6,208,730 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
