Carlton W. Edwards

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CRD#: 1033892

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Carlton Wayne Edwards was a registered financial professional .

Carlton is a previously registered financial professional and started their career in finance in 1982. Carlton had worked at 9 firms and has passed the Series 66, Series 63, Series 7, Series 22, Series 24 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 6, 2009 - December 31, 2017

MMHP INVESTMENT ADVISORS

RIA

CRD#: 107861

TALLAHASSEE, FL

Past

October 31, 2005 - October 22, 2008

OSAIC SERVICES, INC.

CRD#: 133763

TALLAHASSEE, FL

Past

November 16, 1998 - October 31, 2005

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

January 23, 1996 - November 16, 1998

UNITED PACIFIC SECURITIES, INC.

CRD#: 21986

CARLSBAD, CA

Past

January 1, 1996 - January 24, 1996

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

January 28, 1986 - December 31, 2009

PROFESSIONAL FINANCIAL PLANNING, INC.

RIA

CRD#: 139276

TALLAHASSEE, FL

Past

January 17, 1986 - January 1, 1996

ANDOVER SECURITIES, INC.

CRD#: 16903

KANSAS CITY, MO

Past

October 21, 1983 - January 1, 1986

INVESTORS ASSET MANAGEMENT, INC.

CRD#: 7968

Past

July 12, 1982 - December 2, 1983

H. JAY MOTTICE, INC.

CRD#: 8253

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MMHP INVESTMENT ADVISORS

MMHP INVESTMENT ADVISORS | MURPHY MIDDLETON HINKLE & PARKER, INC. | MURPHY INVESTMENT MANAGEMENT CO

CRD#: 107861 / SEC#: 801-43509

RIA

Registered Investment Advisory firm - (5/3/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/13/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/22/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/20/1985

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 2/22/1982

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/23/1985

General Securities Principal Examination

Principal/Supervisory Exam

Series 39

Date: 5/23/1984

Direct Participation Programs Principal Examination

Current Firm

MMHP INVESTMENT ADVISORS

MMHP INVESTMENT ADVISORS | MURPHY MIDDLETON HINKLE & PARKER, INC. | MURPHY INVESTMENT MANAGEMENT CO

CRD#: 107861 / SEC#: 801-43509

RIA

Registered Investment Advisory firm - (5/3/1993 Approved)

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Contact information

Main Address

240 South Hansell Street, Thomasville, GA 31792

Mailing Address

P.o. Box 1374, Thomasville, GA 31799

Phone number

(229) 228-1822

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts	1,260
AUM (Assets Under Management)	$ 403,720,223

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Carlton W. Edwards

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OSAIC SERVICES, INC.

SENTRA SECURITIES CORPORATION

UNITED PACIFIC SECURITIES, INC.

FSC SECURITIES CORPORATION

PROFESSIONAL FINANCIAL PLANNING, INC.

ANDOVER SECURITIES, INC.

INVESTORS ASSET MANAGEMENT, INC.

H. JAY MOTTICE, INC.

Primary Firm SEC Registration

MMHP INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 4/13/2004

Series 63

Date: 8/22/1985

Series 7

Date: 4/20/1985

Series 22

Date: 2/22/1982

Series 24

Date: 8/23/1985

Series 39

Date: 5/23/1984

Current Firm

MMHP INVESTMENT ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MMHP INVESTMENT ADVISORS

TRUST BUT VERIFY

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