Terrence P. Mcdevitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrence Patrick Mcdevitt, who also goes by Terrance Patrick Mcdevitt, Terrence P Mcdevitt, Terrence Mcdevitt, Terry Mcdevitt, was a registered financial professional .
Terrence is a previously registered financial professional and started their career in finance in 1997. Terrence had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2013 - January 25, 2016
FIFTH THIRD SECURITIES, INC.
June 12, 2013 - January 25, 2016
FIFTH THIRD SECURITIES, INC.
October 9, 2012 - June 3, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 2, 2012 - June 3, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 10, 2006 - February 14, 2008
INVEST FINANCIAL CORPORATION
July 6, 2005 - February 3, 2006
CHASE INVESTMENT SERVICES CORP.
October 27, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
April 24, 2002 - January 7, 2004
SIGNATOR INVESTORS, INC.
January 24, 2001 - April 1, 2002
MML INVESTORS SERVICES, LLC
December 16, 1999 - December 21, 2000
METROPOLITAN LIFE INSURANCE COMPANY
December 16, 1999 - December 21, 2000
MSI FINANCIAL SERVICES, INC.
July 31, 1998 - November 9, 1999
NYLIFE SECURITIES LLC
February 5, 1997 - July 14, 1998
METROPOLITAN LIFE INSURANCE COMPANY
February 5, 1997 - July 14, 1998
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 43,067 |
| AUM (Assets Under Management) | $ 9,127,646,064 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
