Daniel M. Mcglinchey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Michael Mcglinchey, who also goes by Dan Mcglinchey, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1982. Daniel had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2012 - December 16, 2019
EMERGING GROWTH EQUITIES, LTD.
June 14, 2006 - August 13, 2012
BOENNING & SCATTERGOOD, INC.
September 17, 2001 - June 12, 2006
EMERGING GROWTH EQUITIES, LTD.
January 10, 1994 - October 12, 2001
INVESTEC INC.
May 31, 1989 - December 10, 1993
PRUDENTIAL EQUITY GROUP, LLC
November 28, 1986 - June 8, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
June 3, 1982 - January 7, 1987
PRUDENTIAL EQUITY GROUP, LLC
March 30, 1982 - October 7, 1982
ELKINS & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 4/16/1985
Foreign Currency Options ExaminationCurrent Firm
EMERGING GROWTH EQUITIES, LTD.
CRD#: 47040 / SEC#: , 8-51642
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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