Robert S. Burris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Steven Burris, who also goes by R. Steven Burris, Steve Burris, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 10 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2014 - October 6, 2025
STONEX SECURITIES INC.
September 8, 2009 - December 31, 2009
WRP INVESTMENTS, INC.
September 4, 2009 - September 12, 2014
WRP INVESTMENTS, INC.
April 25, 2005 - September 4, 2009
WATERSTONE FINANCIAL GROUP, INC.
April 25, 2005 - September 4, 2009
WATERSTONE FINANCIAL GROUP, INC.
April 14, 2004 - May 19, 2005
CETERA ADVISORS LLC
January 1, 2004 - May 19, 2005
CETERA ADVISORS LLC
June 30, 2003 - December 31, 2004
BURRIS FINANCIAL SERVICES, INC.
May 6, 1997 - January 1, 2004
VESTAX SECURITIES CORPORATION
March 7, 1995 - May 13, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 7, 1995 - May 13, 1997
OSAIC FA, INC.
April 1, 1982 - March 3, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 1, 1982 - March 3, 1995
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STONEX SECURITIES INC.
CRD#: 18456 / SEC#: , 8-36638
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | 100% OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| CARTER, JAY WILSON | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | 2412541 |
| DAVISON, STUART ANDREW | DIRECTOR | 7824576 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR | 6505923 |
| HUGO, MARK ERIC | POO | 2177412 |
| LYON, CHARLES MARTIN | DIRECTOR | 4000852 |
| MAURER, MARK L | DIRECTOR | 4234406 |
| MCAUSLAN, JAMES BUCHANAN | DIRECTOR | 7658964 |
| PARKER, BRIAN LANE | CHIEF COMPLIANCE OFFICER, ROSFP | 4635848 |
| PORZIO, JOSEPH JOHN | CFO / PFO / FINOP | 1319702 |
| RICHARDSON, MARCUS BRYANT | CHIEF OPERATING OFFICER | 3037932 |
| SMITH, PHILIP ANDREW | DIRECTOR, CHAIRMAN OF THE BOARD | 4999097 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
