Michael J. Begley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael J Begley, who also goes by Michael James Begley, Mike Begley, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2014 - June 29, 2022
THE O.N. EQUITY SALES COMPANY
August 11, 2009 - March 7, 2014
ONEAMERICA SECURITIES, INC.
August 11, 2009 - March 7, 2014
ONEAMERICA SECURITIES, INC.
May 5, 2006 - June 30, 2009
PRINCIPAL SECURITIES, INC.
April 26, 2006 - June 30, 2009
PRINCIPAL SECURITIES, INC.
May 22, 2002 - April 28, 2006
NEW ENGLAND SECURITIES
March 21, 2002 - April 28, 2006
NEW ENGLAND SECURITIES
October 31, 1990 - April 30, 2002
MML INVESTORS SERVICES, LLC
March 4, 1987 - December 1, 1988
G. R. PHELPS & CO., INC.
September 24, 1983 - December 3, 1986
MML INVESTORS SERVICES, LLC
September 2, 1983 - December 5, 1986
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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