Gregg M. Kuchar
Professional summary
Gregg Matthews Kuchar was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gregg is a previously registered financial advisor and started their career in finance in 1982. Prior to being barred, Gregg had worked at 9 firms, which includes PEAK BROKERAGE SERVICES LLC, SOUTHEAST INVESTMENTS N.C. INC., SYNERGY INVESTMENT GROUP LLC, OSAIC FS INC., THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, LINCOLN NATIONAL PENSION INSURANCE COMPANY, OSAIC FA INC., NEW ENGLAND SECURITIES, LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2012 - January 25, 2013
PEAK BROKERAGE SERVICES, LLC
January 2, 2008 - April 16, 2012
SOUTHEAST INVESTMENTS, N.C., INC.
January 30, 2004 - December 5, 2007
SYNERGY INVESTMENT GROUP, LLC
January 29, 2004 - December 5, 2007
SYNERGY INVESTMENT GROUP, LLC
December 31, 2001 - September 12, 2003
OSAIC FS, INC.
January 25, 1999 - September 12, 2003
OSAIC FS, INC.
August 11, 1988 - October 18, 1988
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 11, 1988 - October 18, 1988
LINCOLN NATIONAL PENSION INSURANCE COMPANY
August 11, 1988 - October 18, 1988
OSAIC FA, INC.
February 4, 1987 - January 25, 1999
NEW ENGLAND SECURITIES
April 27, 1982 - February 2, 1987
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PEAK BROKERAGE SERVICES, LLC
CRD#: 157045 / SEC#: , 8-68829
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEAK REPS, LLC | OWNER | |
| COKER, KAREN | CHIEF RISK OFFICER | 2731928 |
| MUELLER, CHRISTOPHER BRIAN | CHIEF OPERATIONS OFFICER | 2098597 |
| PHILLIPS, DAVID LEVERT | CHIEF INFORMATION SECURITY OFFICER | 2054858 |
| REYNOLDS, MATTHEW MARK | PRESIDENT/FINOP | 4077413 |
| RUDNICK, REGINA MARY | PRESIDENT/HEAD OF ADVISOR SERVICES | 2373530 |
| TAYLOR, CHRISTIAN GABRIEL | CHIEF COMPLIANCE OFFICER | 5462381 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
