Mark A. Weber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Allen Weber was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1982. Mark had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2012 - July 30, 2020
HUB INVESTMENT ADVISORS, INC
December 11, 2000 - October 2, 2012
M HOLDINGS SECURITIES, INC.
November 9, 2000 - October 15, 2020
M HOLDINGS SECURITIES, INC.
June 29, 1994 - November 10, 2000
MUTUAL SERVICE CORPORATION
August 7, 1987 - June 8, 1994
MML INVESTORS SERVICES, LLC
April 30, 1985 - July 11, 1987
SOUTHMARK FINANCIAL SERVICES, INC.
July 21, 1983 - May 10, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
January 25, 1983 - August 6, 1983
MML INVESTORS SERVICES, LLC
September 29, 1982 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
Primary Firm SEC Registration
HUB INVESTMENT ADVISORS, INC
CRD#: 164600 / SEC#: 801-76898
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HUB INVESTMENT ADVISORS, INC
CRD#: 164600 / SEC#: 801-76898
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 529 |
| AUM (Assets Under Management) | $ 2,073,694,709 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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