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Vincent Keith Annable

TRANSCE3ND
Scottsdale, AZ
·CRD# 1033573·30 years experience

Professional Summary

Vincent Keith Annable, who also goes by VInce Annable, is a registered financial advisor currently at TRANSCE3ND LLC located in Scottsdale, Arizona and REALTA EQUITIES, INC. located in Scottsdale, Arizona. Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Vincent has worked at 25 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Vince Annable

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

Current

TRANSCE3ND LLCCurrent·CRD# 317745
RIA
17207 N Perimeter Drive #120, Scottsdale, AZ 85255
July 25, 2023 - Present
REALTA EQUITIES, INC.Current·CRD# 23769
BD
17207 N Perimeter Drive #120, Scottsdale, AZ 85255
September 29, 2021 - Present

Past

REALTA INVESTMENT ADVISORS, INCPast·CRD# 134952
RIA
Scottsdale, AZ
July 19, 2021 - December 20, 2023
WEALTH STRATEGIES ADVISORY GROUPPast·CRD# 308173
RIA
Scottsdale, AZ
June 30, 2020 - November 1, 2023
WEALTH STRATEGIES ADVISORY GROUPPast·CRD# 308173
RIA
Scottsdale, AZ
June 3, 2020 - December 31, 2021
ARETE WEALTH ADVISORS, LLCPast·CRD# 145488
RIA
Scottsdale, AZ
January 4, 2021 - July 21, 2021
CENTER STREET ADVISORS, INC.Past·CRD# 169329
RIA
Scottsdale, AZ
August 21, 2015 - June 15, 2020
CENTER STREET SECURITIES, INC.Past·CRD# 26898
BD
Scottsdale, AZ
August 14, 2015 - June 15, 2020
NFSG CORPORATIONPast·CRD# 130814
RIA
Scottsdale, AZ
November 3, 2009 - August 24, 2015
NEWBRIDGE SECURITIES CORPORATIONPast·CRD# 104065
BD
Scottsdale, AZ
July 31, 2009 - August 24, 2015
COMPAK ASSET MANAGEMENTPast·CRD# 109930
RIA
Newport Beach, CA
June 2, 2009 - July 9, 2009
COMPAK SECURITIES, INC.Past·CRD# 125472
BD
Newport Beach, CA
December 14, 2006 - July 9, 2009
CL WEALTH MANAGEMENT LLCPast·CRD# 134922
RIA
Scottsdale, AZ
January 1, 2006 - October 12, 2006
COMMUNITY BANKERS SECURITIES, LLCPast·CRD# 42794
BD
Scottsdale, AZ
July 29, 2005 - October 12, 2006
AMERICAN TRADING SECURITIES CORP.Past·CRD# 13221
BD
May 27, 1994 - October 24, 1994
AMERICAN TRADING SECURITIES CORP.Past·CRD# 13221
BD
July 20, 1993 - March 26, 1994
MOMENTUM INDEPENDENT NETWORK INC.Past·CRD# 17587
BD
September 12, 1992 - January 8, 1993
PLANNED INVESTMENTS INC.Past·CRD# 5066
BD
March 22, 1990 - December 31, 1991
FOCUS II SECURITIES, INC.Past·CRD# 25068
BD
January 2, 1990 - February 21, 1990
OSAIC WEALTH, INC.Past·CRD# 23131
BD
November 19, 1989 - January 1, 1990
INTEGRATED RESOURCES EQUITY CORPORATIONPast·CRD# 6403
BD
February 6, 1987 - November 19, 1989
ASH SECURITIES & INVESTMENT CORP.Past·CRD# 16719
BD
November 1, 1985 - June 30, 1987
VCG SECURITIES, INC.Past·CRD# 15563
BD
February 21, 1986 - February 27, 1987
DH EQUINE, INC.Past·CRD# 15629
BD
November 5, 1984 - April 10, 1985
SUTRO & CO. INCORPORATEDPast·CRD# 801
BD
April 13, 1984 - August 9, 1984
MUNICICORP OF CALIFORNIAPast·CRD# 7184
BD
November 21, 1983 - March 19, 1984
PRUDENTIAL EQUITY GROUP, LLCPast·CRD# 7471
BD
March 8, 1982 - June 29, 1982

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Current Firm

TL
TRANSCE3ND LLC

ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | BREAKLINE WEALTH + TAX, LLC | ALEXANDER FINANCIAL MANAGEMENT, LLC

CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - SEC (9/30/2022 Approved)
Texas
Registered Investment Advisory firm - Texas (10/3/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

835 Main Street Building 200, Buda, TX 78610

Phone Number

(512) 268-9220

# of Employees

60

SEC notice filing (28 States and Territories)

Registered to provide investment advisory services in 28 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (2/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,619

AUM (Assets Under Management)

$418,926,290

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) TRANSCE3ND, LLC; KYLE, TX; START 12/2023; INVESTMENT ADVISORY SERVICES; IAR; FEE BASED COMPENSATION; 20 HOURS PER WEEK DURING NORMAL TRADING HOURS.
(2) VFO (VIRTUAL FAMILY OFFICE) ADVISORY GROUP; 17207 N PERIMETER DRIVE #120 SCOTTSDALE, AZ 85255; CONSULTING; WWW.VFOAG.COM; CONSULTING - WORKING WITH POTENTIAL COI IN A CONSULTING ROLE SENIOR PARTNER/CONSULTANT; NO COMPENSATION; 10 HOURS PER WEEK DURING NORMAL TRADING HOURS.
(3) HOUSEHOLD ENDOWMENT MODEL; 17207 N PERIMETER DRIVE #120 SCOTTSDALE, AZ 85255; CONSULTING AND EDUCATION; WWW.THEHOURSEHOLDENDOWMENTMODEL.COM; CONSULTING AND EDUCATION REGARDING THE ENDOWMENT MODEL WITH COI; NO COMPENSATION; 10 HOURS PER WEEK DURING NORMAL TRADING HOURS.
(4) VINCE ANNABLE CONSULTING LLC;17207 N PERIMETER DRIVE #120 SCOTTSDALE, AZ 85255; FIXED INSURANCE SALES; INSURANCE AGENT, COMMISSIONS FROM SALES; 10 HOURS PER WEEK DURING NORMAL TRADING HOURS.
(5) YOUR MONEY MANUAL PODCAST: OWNER; WWW.WSAGAZ,COM; 1 HOUR PER WEEK DURING NORMAL TRADING HOURS.
(6) ANNABLE LIVING TRUST, SCOTTSDALE, AZ, LIVING TRUST, TRUSTEE, 10/28/2004, 0 HOURS PER MONTH DEVOTED, 0 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING.
(7) WEALTH STRATEGIES; 17207 N PERIMETER SCOTTSDALE, AZ 85255; START: 11/2024; RENTAL INCOME FROM TENANTS; COMPENSATION: RENTAL PAYMENTS; 0 HOURS
(8) VFO TAX; 17207 N PERIMETER SCOTTSDALE, AZ 85255; START: 11/2024; TAX CONSULTATION (PART OF VFO CONSULTING THE FAMILY OFFICE PLANNING GROUP); 50% OWNER; COMPENSATION: POSSIBLE CONSULTING/PROJECT FEES; 5 HOURS PER WEEK SOME DURING NORMAL TRADING HOURS.
(9) E2COMPANIES; 8901 QUALITY ROAD BONITA SPRINGS, FL 34135; NOT INVESTMENT RELATED; START: 7/2026; CONSULTING FOR THE SALE OF E2C EQUIPMENT FOR TAX MITIGATION; PAID ON REFERRAL BASIS; 10 HOURS PER MONTH DURING NORMAL TRADING HOURS.
(10) SUNSET FAMILY LLC, NOT INVESTMENT RELATED; 13735 E GAIL RD, SCOTTSDALE, AZ 85259,USA, PERSONAL LLC; START 8/6/2025; 0 HRS PER MONTH DURING NORMAL TRADING HOURS
(11) BLUE OCEAN VIEW LP; NOT INVESTMENT RELATED; 13735 E GAIL RD, SCOTTSDALE, AZ 85259, USA; PERSONAL LP; START 8/6/2025; 0 HRS PER MONTH DURING NORMAL TRADING HOURS

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TRANSCE3ND LLC

ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | BREAKLINE WEALTH + TAX, LLC | ALEXANDER FINANCIAL MANAGEMENT, LLC

CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - SEC (9/30/2022 Approved)
Texas
Registered Investment Advisory firm - Texas (10/3/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(10/30/2025)
RR
Alaska
(10/28/2025)
RR
Arizona
(10/1/2021)
IAR
Arizona
(8/11/2023)
RR
California
(9/30/2021)
IAR
California
(7/26/2023)
RR
Colorado
(8/2/2022)
RR
Florida
(10/26/2021)
IAR
Florida
(7/27/2023)
RR
Georgia
(10/17/2025)
RR
Idaho
(9/8/2023)
RR
Indiana
(1/13/2026)
RR
Iowa
(11/22/2021)
RR
Kansas
(9/29/2022)
RR
Louisiana
(6/14/2024)
RR
Minnesota
(4/8/2024)
RR
Nevada
(10/11/2021)
RR
New Hampshire
(11/10/2025)
RR
New Jersey
(10/4/2021)
RR
New Mexico
(7/18/2025)
RR
New York
(10/5/2025)
RR
North Carolina
(10/6/2021)
RR
North Dakota
(6/16/2022)
IAR
North Dakota
(8/21/2023)
RR
Ohio
(6/27/2024)
RR
Oklahoma
(6/12/2025)
RR
Oregon
(11/4/2024)
RR
Pennsylvania
(12/6/2022)
RR
South Dakota
(12/20/2023)
RR
Texas
(9/29/2021)
IAR
Texas
(7/25/2023)
RR
Utah
(10/28/2021)
RR
Virginia
(5/2/2024)
RR
Washington
(10/26/2021)
RR
Wyoming
(7/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2005About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2005About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2008About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2005About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Apr 2011About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Vincent Keith Annable's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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