Ronald F. Sellers
Professional summary
Ronald Franklin Sellers, who also goes by Ron Sellers, is a registered financial professional currently at GWN SECURITIES INC. located in Palm Beach Gardens, Florida.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1982. Ronald has worked at 11 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald Franklin Sellers's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 20, 2014 - Present
GWN SECURITIES INC.
Office #1: 300 Avenue Of The Champions Suite 220, Palm Beach Gardens, FL 33418May 5, 2011 - August 28, 2014
INTERNATIONAL ASSETS ADVISORY, LLC
November 9, 2007 - November 19, 2009
OSAIC FS, INC.
January 9, 2007 - December 7, 2007
FIRST HEARTLAND CAPITAL, INC.
November 21, 2000 - December 19, 2006
OSAIC FS, INC.
March 21, 2000 - December 4, 2000
VALMARK SECURITIES, INC.
July 10, 1998 - March 20, 2000
OSAIC FS, INC.
July 16, 1992 - January 9, 1998
WALNUT STREET SECURITIES, INC.
March 19, 1990 - November 13, 1991
MML INVESTORS SERVICES, LLC
December 23, 1988 - January 19, 1989
B.C. CHRISTOPHER SECURITIES CO.
May 13, 1987 - December 23, 1988
MORISON SECURITIES, INC.
November 19, 1985 - January 19, 1990
THE GREAT-WEST LIFE ASSURANCE COMPANY
November 10, 1982 - May 20, 1987
MML INVESTORS SERVICES, LLC
March 16, 1982 - May 22, 1987
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
Primary Firm SEC Registration
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/20/2014)
Exams
FINRA
Current Firm
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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