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RS

Ronald F. Sellers

GWN SECURITIES
PALM BEACH GARDENS, FL 33418
Some features on this profile are disabled
CRD#: 1033247
RS

Professional summary


Ronald Franklin Sellers, who also goes by Ron Sellers, is a registered financial professional currently at GWN SECURITIES INC. located in Palm Beach Gardens, Florida.

Ronald is registered as a RR (Registered Representative) and started their career in finance in 1982. Ronald has worked at 11 firms and has passed the SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ron Sellers

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Ronald Franklin Sellers's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 20, 2014 - Present

GWN SECURITIES INC.

Office #1: 300 Avenue Of The Champions Suite 220, Palm Beach Gardens, FL 33418
RIA
BD
CRD#: 128929
PALM BEACH GARDENS, FL
Past

May 5, 2011 - August 28, 2014

INTERNATIONAL ASSETS ADVISORY, LLC

BD
CRD#: 10645
PALM BEACH GARDENS, FL
Past

November 9, 2007 - November 19, 2009

OSAIC FS, INC.

BD
CRD#: 3870
PALM BEACH GARDENS, FL
Past

January 9, 2007 - December 7, 2007

FIRST HEARTLAND CAPITAL, INC.

BD
CRD#: 32460
PALM BEACH GARDENS, FL
Past

November 21, 2000 - December 19, 2006

OSAIC FS, INC.

BD
CRD#: 3870
PALM BEACH GARDENS, FL
Past

March 21, 2000 - December 4, 2000

VALMARK SECURITIES, INC.

BD
CRD#: 31243
AKRON, OH
Past

July 10, 1998 - March 20, 2000

OSAIC FS, INC.

BD
CRD#: 3870
FORT WAYNE, IN
Past

July 16, 1992 - January 9, 1998

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA
Past

March 19, 1990 - November 13, 1991

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

December 23, 1988 - January 19, 1989

B.C. CHRISTOPHER SECURITIES CO.

BD
CRD#: 60
Past

May 13, 1987 - December 23, 1988

MORISON SECURITIES, INC.

BD
CRD#: 8097
Past

November 19, 1985 - January 19, 1990

THE GREAT-WEST LIFE ASSURANCE COMPANY

BD
CRD#: 5927
ENGLEWOOD, CO
Past

November 10, 1982 - May 20, 1987

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Past

March 16, 1982 - May 22, 1987

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 2682

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.

CRD#: 128929 / SEC#: 801-62547, 8-66185

RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)
Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(11/20/2014)

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.

CRD#: 128929 / SEC#: 801-62547, 8-66185

RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)
Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744

SEC notice filing (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

GWN FORM ADV BROCHURE (4/11/2025)

Direct owners and executive officers


NamePositionCRD#
WORLD INVESTMENT NETWORKOWNER
BORNHEIMER, LAURA JEANETTEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP1769643
CORBIN, BRAD JEFFREYSENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING1754065
RITTMAN, BARRY RICHARDCFO FINOP VP1997994
WALSH, DENIS STEPHENCEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT1124278
WALSH, MARY THERESESECRETARY2829444

Regulatory assets under management


Total Number of Accounts64,207
AUM (Assets Under Management)$ 3,650,274,405

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GWN SECURITIES INC.

CRD#: 128929Palm Beach Gardens, FL 33418

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