Dennis W. Doht
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis William Doht was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1982. Dennis had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 1986 - December 31, 1987
COOPERATIVE FINANCIAL PLANNERS, LTD.
July 12, 1983 - December 31, 2005
CETERA WEALTH SERVICES, LLC
December 21, 1982 - July 25, 1983
SOUTHMARK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COOPERATIVE FINANCIAL PLANNERS, LTD.
CRD#: 16891 / SEC#: , 8-34672
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
