TC
Thomas A. Curti
WEALTH DIMENSIONS GROUP, LTD.
Cincinnati, OH 45249
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CRD#: 1033019
TC
Professional summary
Thomas Alfred Curti, CFP®, who also goes by Tom Curti, is a registered financial advisor currently at WEALTH DIMENSIONS GROUP, LTD. located in Cincinnati, Ohio and WEALTH DIMENSIONS FAMILY OFFICE, INC located in Cincinnati, Ohio.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Thomas has worked at 8 firms and has passed the Series 65, Series 63, Series 62, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tom Curti
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) TOM IS LICENSED TO SELL INSURANCE IN OHIO IN ORDER TO OFFER SUCH INSURANCE PRODUCTS TO CLIENTS AS A CONVENIENCE TO THOSE CLIENTS WITH INSURANCE NEEDS. (2) Entity Name: Lake Break, LLC; Investment related: No; Address: Cincinnati, OH; Nature of the Business: Vacation real estate property; Position/Title/Relationship: Member; Start Date: 4/1/2016; Approximate # of hours a month: 5 hours month; Approximate # of hours during trading hours: 0; Briefly describe your duties: owner of rental vacation property; standard maintenance and upkeep (3) Entity Name: Professional Practice Advisors, LLC; Investment related: No; Address: 7870 East Kemper Road, Suite 330, Cincinnati, OH 45249; Nature of the Business: Practice management consulting firm for dentists and other medical professionals; Position/Title/Relationship: Co-owner; Start Date: 3/31/16; Approximate # of hours a month: 1; Approximate # of hours during trading hours: 0; Briefly describe your duties: general management and oversight of services (4) Leukemia & Lymphoma Society; Investment related: Yes; Local Address: 4832 Cooper Rd #366, Blue Ash, OH 45242; Nature of the Organization: The world's largest voluntary (nonprofit) health organization dedicated to funding blood cancer research and providing education and patient services; Position/Title/Relationship: Board Member; Start Date; 7/1/25; Approximate # of hours per month: 3; Approximate # of hours during trading hours: 3 hours per month; Briefly describe your duties: as a board director, create opportunities with my spheres of influence to promote LLS
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Alfred Curti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
March 31, 2003 - Present
WEALTH DIMENSIONS GROUP, LTD.
Office #1: 7870 E Kemper Road Suite 210, Cincinnati, OH 45249RIA
CRD#: 107618
Cincinnati, OH
Current
August 8, 2018 - Present
WEALTH DIMENSIONS FAMILY OFFICE, INC
Office #1: 7870 E Kemper Road Suite 210, Cincinnati, OH 45249RIA
CRD#: 266787
Cincinnati, OH
Past
March 22, 2002 - January 2, 2004
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
CINCINNATI, OH
Past
August 9, 1995 - February 19, 2008
FSC SECURITIES CORPORATION
BD
CRD#: 7461
CINCINNATI, OH
Past
July 15, 1986 - August 10, 1995
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
IRVINE, CA
Past
May 18, 1983 - July 18, 1986
OSAIC FS, INC.
BD
CRD#: 3870
Past
April 2, 1982 - May 20, 1983
AMERICAN EXPRESS FINANCIAL CORPORATION
BD
CRD#: 6320
Past
April 2, 1982 - May 20, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Past
April 2, 1982 - May 20, 1983
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WD
WEALTH DIMENSIONS GROUP, LTD.
SPECTRUM ADVISORY SERVICES LLC | WEALTH DIMENSIONS GROUP, LTD. | SPECTRUM FINANCIAL ADVISORS, LLC
CRD#: 107618 / SEC#: 801-37668
RIA
Registered Investment Advisory firm - (11/8/1990 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(9/8/2003)
IAR
Ohio(3/31/2003)
IAR
Texas(8/5/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 62
Date: 5/9/1989
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
WD
WEALTH DIMENSIONS GROUP, LTD.
SPECTRUM ADVISORY SERVICES LLC | WEALTH DIMENSIONS GROUP, LTD. | SPECTRUM FINANCIAL ADVISORS, LLC
CRD#: 107618 / SEC#: 801-37668
RIA
Registered Investment Advisory firm - (11/8/1990 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7870 E Kemper Road Suite 210, Cincinnati, OH 45249
Mailing Address
Phone number
(513) 554-6000
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,466 |
| AUM (Assets Under Management) | $ 1,025,066,050 |
Red Flags
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Company Information
WEALTH DIMENSIONS GROUP, LTD.
CRD#: 107618Cincinnati, OH 45249TRUST BUT VERIFY
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