Louis J. Bacher
Professional summary
Louis Joseph Bacher JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Louis is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Louis had worked at 6 firms, which includes HOTOVEC POMERANZ & CO. LLC, ROUND HILL SECURITIES INC., WELLS FARGO CLEARING SERVICES LLC, LEHMAN BROTHERS INC., E. F. HUTTON & COMPANY INC, BIRR WILSON & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 1999 - February 2, 2001
HOTOVEC, POMERANZ & CO., LLC
September 28, 1995 - December 9, 1999
ROUND HILL SECURITIES, INC.
June 10, 1993 - September 22, 1995
WELLS FARGO CLEARING SERVICES, LLC
June 24, 1985 - June 18, 1993
LEHMAN BROTHERS INC.
September 23, 1983 - June 26, 1985
E. F. HUTTON & COMPANY INC
April 22, 1982 - October 3, 1983
BIRR, WILSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 2/7/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
HOTOVEC, POMERANZ & CO., LLC
CRD#: 41178 / SEC#: , 8-49324
Contact information
Documents
Disclosures
| Arbitration | 3 |
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