Mary J. Abbitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Jae Abbitt, who also goes by Mary Jae A Sushka, Mary Jae Abbitt Sushka, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1982. Mary had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 53, Series 24, Series 8 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2003 - December 26, 2012
NORTH ATLANTIC SECURITIES, L.L.C.
April 30, 2001 - October 3, 2002
RICHARD BROTHERS SECURITIES
May 25, 1999 - June 25, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 16, 1992 - April 28, 1999
ANDERSON & STRUDWICK, INCORPORATED
October 7, 1982 - April 6, 1984
LEGG MASON WOOD WALKER, INCORPORATED
March 25, 1982 - October 5, 1982
MUTUAL FUNDS INVESTMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/18/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NORTH ATLANTIC SECURITIES, L.L.C.
CRD#: 123435 / SEC#: , 8-65586
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
