James Andrew Ferrin
CFP®Professional Summary
James Andrew Ferrin, CFP®, who also goes by Jim Andrew Ferrin, is a registered financial advisor currently at ASSET ONE WEALTH MANAGEMENT, LLC located in Draper, Utah. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. James has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 30 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Insurance Planning
- Estate Planning
- Life Transitions
- Retirement Income Management
- Comprehensive Financial Planning
- Retirement Planning
- Tax Planning
- Investment Planning
Other Aliases
Jim Andrew Ferrin
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
44 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
AK WEALTH MANAGEMENT | WIEGAND FINANCIAL GROUP | SCOTT STRATEGIC INVESTMENTS, LLC | PFP STRATEGIC WEALTH ADVISORS | ASSET ONE WEALTH MANAGEMENT, LLC
Contact Information
Main Address
11201 Se 8th Street, Suite 105, Bellevue, WA 98004Phone Number
(425) 504-8200# of Employees
19SEC notice filing (24 States and Territories)
Registered to provide investment advisory services in 24 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,056AUM (Assets Under Management)
$982,530,630Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
AK WEALTH MANAGEMENT | WIEGAND FINANCIAL GROUP | SCOTT STRATEGIC INVESTMENTS, LLC | PFP STRATEGIC WEALTH ADVISORS | ASSET ONE WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(2/10/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view James Andrew Ferrin's CRS (Customer Relationship Summary).
Services Offered by James
- Insurance Planning
- Estate Planning
- Life Transitions
- Retirement Income Management
- Comprehensive Financial Planning
- Retirement Planning
- Tax Planning
- Investment Planning
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