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James Andrew Ferrin

James A. Ferrin

ASSET ONE WEALTH MANAGEMENT
Draper, UT
Some features on this profile are disabled
CRD#: 1032934
James Andrew Ferrin

Professional summary

James Andrew Ferrin, CFP®, who also goes by Jim Andrew Ferrin, is a registered financial advisor currently at ASSET ONE WEALTH MANAGEMENT, LLC located in Draper, Utah.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. James has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 30 and Series 24 exams.

Question & Answer

What are your service offerings?
Insurance Planning
Estate Planning
Life Transitions
Retirement Income Management
Comprehensive Financial Planni...
Retirement Planning
Tax Planning
Investment Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes

Aliases

Jim Andrew Ferrin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Andrew Ferrin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1988

Experience

Current

February 10, 2026 - Present

ASSET ONE WEALTH MANAGEMENT, LLC

RIA
CRD#: 336350
Draper, UT
Past

December 2, 2019 - February 11, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
HIGHLAND, UT
Past

December 2, 2019 - February 11, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
HIGHLAND, UT
Past

March 29, 2012 - December 3, 2019

TRIAD ADVISORS LLC

RIA
CRD#: 25803
PLEASANT GROVE, UT
Past

March 29, 2012 - December 3, 2019

TRIAD ADVISORS LLC

BD
CRD#: 25803
PLEASANT GROVE, UT
Past

August 29, 1997 - April 2, 2012

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
PLEASANT GROVE, UT
Past

September 1, 1993 - April 2, 2012

FSC SECURITIES CORPORATION

BD
CRD#: 7461
PLEASANT GROVE, UT
Past

September 14, 1988 - September 16, 1993

ZIONS DIRECT, INC.

BD
CRD#: 17776
SALT LAKE CITY, UT
Past

January 2, 1987 - January 14, 1987

FITZGERALD, DEARMAN & ROBERTS, INC.

BD
CRD#: 317
Past

June 11, 1985 - January 2, 1987

EQUITY-ONE CORPORATION

BD
CRD#: 15126
Past

November 3, 1982 - June 14, 1985

FPI SECURITIES, INC.

BD
CRD#: 10280
Past

March 2, 1982 - October 14, 1982

LPL FINANCIAL LLC

BD
CRD#: 6413

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Utah
(2/10/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/23/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/22/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 9/21/2015
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 2/20/1982
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 30
Date: 10/3/2015
NFA Branch Manager Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/1/1993
General Securities Principal Examination

Current Firm

AO
ASSET ONE WEALTH MANAGEMENT, LLC
AK WEALTH MANAGEMENT | ASSET ONE WEALTH MANAGEMENT, LLC

CRD#: 336350 / SEC#: 801-132828

RIA
Registered Investment Advisory firm - (6/6/2025 120-Day Approval)
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Contact information

Main Address
11201 Se 8th Street, Suite 105, Bellevue, WA 98004
Mailing Address
Phone number
(425) 504-830
Established
Firm type
Fiscal year end
# of Employees
13

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (11/10/2025)

Regulatory assets under management

Total Number of Accounts1,754
AUM (Assets Under Management)$ 435,591,345

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASSET ONE WEALTH MANAGEMENT, LLC

CRD#: 336350Draper, UT

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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