Terence B. Boyaggi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terence Brian Boyaggi was a registered financial professional .
Terence is a previously registered financial professional and started their career in finance in 1982. Terence had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2012 - December 13, 2019
VALIC FINANCIAL ADVISORS, INC.
June 27, 2012 - December 13, 2019
VALIC FINANCIAL ADVISORS, INC.
January 23, 2008 - May 7, 2012
BB&T INVESTMENT SERVICES, INC.
January 11, 2008 - May 7, 2012
BB&T INVESTMENT SERVICES, INC.
November 16, 2007 - January 2, 2008
TRUIST INVESTMENT SERVICES, INC.
June 8, 2005 - January 2, 2008
TRUIST INVESTMENT SERVICES, INC.
November 12, 2004 - May 26, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
November 16, 2001 - November 16, 2004
LPL FINANCIAL LLC
July 24, 2000 - December 21, 2001
NEW ENGLAND SECURITIES
June 1, 1987 - August 3, 2000
THE O.N. EQUITY SALES COMPANY
June 30, 1986 - June 10, 1987
TITAN/VALUE EQUITIES GROUP, INC.
March 30, 1982 - July 3, 1986
FSC SECURITIES CORPORATION
Primary Firm SEC Registration
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
