Gary T. Huffman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Thomas Huffman, who also goes by Gary Huffman, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1982. Gary had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2008 - June 17, 2016
AUGUSTAR DISTRIBUTORS, INC.
August 15, 2008 - July 25, 2022
THE O.N. EQUITY SALES COMPANY
June 30, 2006 - August 20, 2008
AMERITAS INVESTMENT COMPANY, LLC
July 27, 1999 - June 30, 2006
CARILLON INVESTMENTS, INC.
August 20, 1985 - July 27, 1999
MML INVESTORS SERVICES, LLC
May 10, 1982 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AUGUSTAR DISTRIBUTORS, INC.
CRD#: 41081 / SEC#: , 8-49296
Contact information
FINRA licenses (42 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
