Edwin R. Sutphin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edwin Rutherford Sutphin JR was a registered financial professional .
Edwin is a previously registered financial professional and started their career in finance in 1983. Edwin had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2020 - December 20, 2024
PROFOR ADVISORS
October 18, 2017 - June 11, 2018
PROFOR ADVISORS
August 1, 2015 - October 20, 2015
MFR SECURITIES, INC.
October 10, 2013 - January 31, 2014
MERRION SECURITIES, LLC
October 1, 2010 - October 18, 2011
ANZ SECURITIES, INC.
March 31, 2010 - July 13, 2010
MF GLOBAL INC.
June 4, 2004 - March 5, 2009
TRADEWEB LLC
February 3, 2003 - February 18, 2004
ABN AMRO INCORPORATED
June 19, 2000 - July 5, 2002
DEUTSCHE BANK SECURITIES INC.
April 19, 1983 - June 23, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
PROFOR ADVISORS
CRD#: 136084 / SEC#: , 8-66974
Contact information
FINRA licenses (30 States and Territories)
Documents
Red Flags
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