Gerard F. Byrne
Professional summary
Gerard Francis Byrne was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gerard is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Gerard had worked at 7 firms, which includes KABRIK TRADING LLC, BROKERAGEAMERICA LLC, AUGMENT SECURITIES INC., CANTOR FITZGERALD SECURITIES, INTERCAPITAL GOVERNMENT SECURITIES INC., ICAP SECURITIES USA LLC, DEALERWEB LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2005 - March 3, 2005
KABRIK TRADING LLC
August 3, 2004 - September 23, 2004
BROKERAGEAMERICA, LLC
September 1, 1998 - August 4, 2000
AUGMENT SECURITIES INC.
July 5, 1995 - June 2, 1997
CANTOR FITZGERALD SECURITIES
June 19, 1990 - July 10, 1995
INTERCAPITAL GOVERNMENT SECURITIES INC.
July 28, 1988 - November 27, 1989
ICAP SECURITIES USA LLC
September 30, 1987 - July 26, 1988
CANTOR FITZGERALD SECURITIES
July 25, 1987 - September 21, 1987
DEALERWEB LLC
State Registrations and Notice Filings
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Exams
Series 62
Date: 8/31/1998
Corporate Securities Limited Representative ExaminationCurrent Firm
KABRIK TRADING LLC
CRD#: 104460 / SEC#: , 8-52917
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONLIN, JAMES ANTHONY JR | MEMBER-MANAGER/CEO, CCO | 2317021 |
| FLOOD, CHARLES EDWARD JR. | VICE-PRESIDENT | 1385628 |
| PIRKLE, JASON SCOT | VICE PRESIDENT - FLOOR OPERATIONS, SROP | 2477982 |
| CONLIN, JAMES ANTHONY SR | LIMITED PARTNER | |
| DEVLIN, THOMAS JAMES | COO | 3157603 |
| LEITZ, PATRICIA | LIMITED PARTNER | |
| TUCKER, MARGARET | LIMITED PARTNER |
Disclosures
| Regulatory Event | 1 |
Red Flags
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