Michael P. Gallo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Peter Gallo was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1982. Michael had worked at 10 firms and has passed the Series 63, SIE, Series 87, Series 55, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2016 - September 6, 2016
MERRIMAN CAPITAL, INC.
July 9, 2009 - March 25, 2014
MKM PARTNERS LLC
June 12, 2007 - June 19, 2008
GLOBAL CROWN CAPITAL, LLC
July 13, 2000 - November 14, 2005
CITIZENS JMP SECURITIES, LLC
December 3, 1998 - August 18, 1999
KILDARE CAPITAL, INC.
April 17, 1997 - June 4, 1998
MORGAN FULLER CAPITAL GROUP, LLC
July 27, 1995 - February 19, 1997
JPMSI
September 23, 1992 - June 13, 1995
COWEN PRIME SERVICES TRADING LLC
May 5, 1986 - February 24, 1992
J.P. MORGAN SECURITIES LLC
March 2, 1982 - May 23, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/28/1998
Limited Representative-Equity Trader ExamSeries 5
Date: 3/30/1982
Interest Rate Options ExaminationCurrent Firm
MERRIMAN CAPITAL, INC.
CRD#: 18296 / SEC#: , 8-36420
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 1 |
Red Flags
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