Richard D. Koehler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard David Koehler JR, who also goes by Jr Richard David Koehler, Rich Koehler Jr, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1982. Richard had worked at 5 firms and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 1985 - May 15, 1998
CRISPIN KOEHLER SECURITIES
February 7, 1985 - February 18, 1987
DOLPHIN SECURITIES, INC.
June 8, 1984 - February 4, 1985
J. ALEXANDER SECURITIES, INC.
August 1, 1983 - June 1, 1984
WALDRON & CO., INC.
February 9, 1982 - July 15, 1983
HIGHLANDS SECURITIES CORPORATION
State Registrations and Notice Filings
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Current Firm
CRISPIN KOEHLER SECURITIES
CRD#: 10596 / SEC#: , 8-27867
Contact information
Documents
Red Flags
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