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Mary Eileen Sawyer

CRD# 1032713·Registered 1982 - 2012
Previously Registered: Being a previously registered professional could mean that Mary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mary Eileen Sawyer, who also goes by Mary Eileen Gettelfinger, was a registered financial advisor. Mary was a previously registered financial professional and started their career in finance 1982 - 2012. Mary had worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mary Eileen Gettelfinger

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

RIVERPOINT CAPITAL MANAGEMENT, INC.·CRD# 109068
RIA
Cincinnati, OH
November 30, 2004 - December 31, 2012
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
Baltimore, MD
June 22, 2001 - October 23, 2002
DEAM INVESTOR SERVICES, INC.·CRD# 754
BD
New York, NY
May 14, 1982 - January 9, 2001

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Current Firm

RC
RIVERPOINT CAPITAL MANAGEMENT, INC.

OSULLIVAN INVESTMENT ADVISORS | OSULLIVAN SIMS & HOGAN INC INVESTMENT ADVISORS | RIVERPOINT CAPITAL MANAGEMENT, INC.

CRD#: 109068 / SEC#: 801-48783

Contact Information

Main Address

312 Walnut St Suite 3120, Cincinnati, OH 45202

Documents

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE 03_24_2011 (3/29/2012)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1982About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 2002About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1982About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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