Arlene J. Arkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arlene Janet Arkin was a registered financial professional .
Arlene is a previously registered financial professional and started their career in finance in 1982. Arlene had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2011 - September 15, 2016
BUCKMAN ADVISORY GROUP LLC
April 18, 2011 - September 15, 2016
BUCKMAN, BUCKMAN & REID, INC.
July 8, 2009 - February 8, 2011
INVEST FINANCIAL CORPORATION
March 13, 2009 - February 8, 2011
INVEST FINANCIAL CORPORATION
October 16, 2007 - March 17, 2009
INVESTORS CAPITAL CORP.
July 20, 2006 - October 16, 2007
NEW ENGLAND SECURITIES
July 28, 2004 - July 21, 2006
OSAIC FS, INC.
October 17, 2002 - August 17, 2004
AMERITAS INVESTMENT COMPANY, LLC
April 9, 2002 - October 23, 2002
INVESTACORP ADVISORY SERVICES INC
January 15, 2002 - October 18, 2002
INVESTACORP, INC.
March 25, 1999 - December 31, 2001
MUTUAL SERVICE CORPORATION
November 19, 1989 - March 25, 1999
OSAIC WEALTH, INC.
April 27, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
June 21, 1982 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
June 21, 1982 - May 14, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
BUCKMAN ADVISORY GROUP LLC
CRD#: 131688 / SEC#: 801-63540
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUCKMAN ADVISORY GROUP LLC
CRD#: 131688 / SEC#: 801-63540
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 834 |
| AUM (Assets Under Management) | $ 236,142,403 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/30/2025 | ||
| 11/20/2024 | ||
| 03/04/2024 | ||
| 07/05/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
