Gregory J. Guidone

EAST GUILFORD FINANCIAL SERVICES LLC

Madison, CT 06443

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CRD#: 1032687

Professional summary

Gregory John Guidone, CFP® is a registered financial advisor currently at EAST GUILFORD FINANCIAL SERVICES LLC located in Madison, Connecticut.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Gregory has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT - I WORK AS AN INDEPENDENT INSURANCE AGENT. I AM LICENSED WITH THE STATE OF CT AND SELL LIFE, MEDICAL, DISABILITY AND LONG-TERM CARE INSURANCE. I AM A SOLE-PROPRIETOR AND HAVE BEEN A LICENSED AGENT SINCE 1982. I DEVOTE FOUR TO EIGHT HOURS PER MONTH TO THIS PRACTICE, MOST OF WHICH OCCURS DURING SECURITIES TRADING HOURS. BOOKKEEPER - I WORK AS A BOOKKEEPER FOR ALICIA R. GUIDONE, DPM. DR. GUIDONE IS A PODIATRIST WITH AN OFFICE IN MADISON, CT. I AM AN INDEPENDENT CONTRACTOR AND HAVE WORKED IN THIS CAPACITY SINCE 2014. I DEVOTE APPROXIMATELY FOUR HOURS PER MONTH TO THIS ACTIVITY, AND MOST OF WHICH DOES NOT OCCUR DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory John Guidone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

November 18, 2021 - Present

EAST GUILFORD FINANCIAL SERVICES LLC

Office #1: 60 Boston Post Rd., Madison, CT 06443

RIA

CRD#: 127481

Madison, CT

Past

May 21, 2004 - December 14, 2018

OHANESIAN / LECOURS, INC.

CRD#: 23757

MADISON, CT

Past

March 13, 1992 - May 21, 2004

MAIN STREET MANAGEMENT COMPANY

CRD#: 547

BOSTON, MA

Past

May 18, 1990 - March 13, 1992

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

January 15, 1990 - May 18, 1990

JONATHAN ALAN & CO., INC.

CRD#: 15914

Past

March 12, 1982 - January 23, 1990

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAST GUILFORD FINANCIAL SERVICES LLC

EAST GUILFORD FINANCIAL SERVICES | GUIDONE, GREGORY JOHN | EAST GUILFORD FINANCIAL SERVICES LLC

CRD#: 127481 / SEC#: 801-122915

RIA

Registered Investment Advisory firm - (12/21/2021 Approved)

Connecticut

Registered Investment Advisory firm - (3/11/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(11/18/2021)

IAR

Massachusetts
(3/15/2022)

IAR

New Hampshire
(3/1/2022)

IAR

New York
(3/1/2022)

IAR

Rhode Island
(3/1/2022)

IAR

Texas
(2/27/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/26/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/14/1991

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 6/27/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 3/4/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/6/1991

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 11/3/1983

Investment Company Products/Variable Contracts Principal Examination

Current Firm

EAST GUILFORD FINANCIAL SERVICES LLC

EAST GUILFORD FINANCIAL SERVICES | GUIDONE, GREGORY JOHN | EAST GUILFORD FINANCIAL SERVICES LLC

CRD#: 127481 / SEC#: 801-122915

RIA

Registered Investment Advisory firm - (12/21/2021 Approved)

Connecticut

Registered Investment Advisory firm - (3/11/2022 Terminated)

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Contact information

Main Address

145 Durham Road, Ste. 9, Madison, CT 06443

Mailing Address

Phone number

(203) 318-1177

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EGFS FORM ADV PART 2A 02-14-2025 (2/14/2025)

Regulatory assets under management

Total Number of Accounts	707
AUM (Assets Under Management)	$ 180,350,143

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory J. Guidone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory John Guidone's CRS (Customer Relationship Summary).

Certified licenses

Experience

OHANESIAN / LECOURS, INC.

MAIN STREET MANAGEMENT COMPANY

TITAN/VALUE EQUITIES GROUP, INC.

JONATHAN ALAN & CO., INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

EAST GUILFORD FINANCIAL SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/26/1987

SIE

Date: 10/1/2018

Series 7

Date: 11/14/1991

Series 22

Date: 6/27/1984

Series 6

Date: 3/4/1982

Series 24

Date: 12/6/1991

Series 26

Date: 11/3/1983

Current Firm

EAST GUILFORD FINANCIAL SERVICES LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EAST GUILFORD FINANCIAL SERVICES LLC

TRUST BUT VERIFY

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