Albert Q. Murray Iii
Professional summary
Albert Quentin Murray Iii, who also goes by A Quentin Murray III, A Quentin Murray, Albert Q Murray, is a registered financial advisor currently at SEELAUS ASSET MANAGEMENT, LLC located in Chatham, New Jersey and R. SEELAUS & CO., LLC located in Chatham, New Jersey.
Albert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Albert has worked at 12 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 52, Series 53, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Albert Quentin Murray Iii's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2021 - Present
SEELAUS ASSET MANAGEMENT, LLC
Office #1: 26 Main Street Suite 304, Chatham, NJ 07928June 21, 2017 - Present
R. SEELAUS & CO., LLC
Office #1: 26 Main Street Suite 300, Chatham, NJ 07928Office #2: 200 Monmouth Street Suite 250, Red Bank, NJ 07701Office #3: 101 Federal Street Suite 1900 - #119611739068, Boston, MA 02110June 10, 2013 - June 20, 2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 8, 2009 - April 19, 2013
GLEACHER & COMPANY SECURITIES, INC.
June 20, 2006 - May 4, 2009
BANC OF AMERICA SECURITIES LLC
July 15, 2004 - May 23, 2006
HSBC SECURITIES (USA) INC.
June 21, 1991 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
June 21, 1991 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
June 21, 1991 - June 9, 2004
LEHMAN BROTHERS INC.
January 25, 1991 - May 16, 1991
MINT BROKERS
January 24, 1985 - January 25, 1991
CANTOR, FITZGERALD MUNICIPAL BROKERS, INC.
June 28, 1982 - April 16, 1985
J.J. KENNY DRAKE, INC.
Primary Firm SEC Registration
SEELAUS ASSET MANAGEMENT, LLC
CRD#: 149582 / SEC#: 801-77641
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2017)
(6/21/2017)
(6/21/2017)
(6/21/2017)
(6/21/2017)
(8/5/2021)
(6/21/2017)
(4/5/2022)
(6/21/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SEELAUS ASSET MANAGEMENT, LLC
CRD#: 149582 / SEC#: 801-77641
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 484 |
| AUM (Assets Under Management) | $ 1,552,973,774 |
Red Flags
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