William D. Gross
Professional summary
William Dudley Gross, who also goes by Tex Gross, is a registered financial professional currently at COMMERCE STREET CAPITAL, LLC located in Dallas, Texas.
William is registered as a RR (Registered Representative) and started their career in finance in 1982. William has worked at 8 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 5 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Dudley Gross's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2007 - Present
COMMERCE STREET CAPITAL, LLC
Office #1: 1445 Ross Ave. Suite 2700, Dallas, TX 75202October 17, 2005 - October 3, 2007
SAMCO CAPITAL MARKETS, INC.
February 3, 2003 - May 19, 2006
PENSON FINANCIAL SERVICES, INC.
July 7, 2000 - February 3, 2003
SERVICE ASSET MANAGEMENT COMPANY
December 15, 1995 - September 1, 2000
PENSON FINANCIAL SERVICES, INC.
August 18, 1988 - December 15, 1995
SERVICE ASSET MANAGEMENT COMPANY
February 4, 1987 - April 19, 1988
HILLTOP SECURITIES INC.
May 24, 1982 - February 12, 1985
SCHNEIDER, BERNET & HICKMAN, INC.
May 21, 1982 - February 18, 1987
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/27/2013)
(10/1/2013)
(8/21/2013)
(6/28/2013)
(7/1/2013)
(7/29/2014)
(8/28/2013)
(6/27/2013)
(6/27/2013)
(9/3/2013)
(10/18/2007)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 5
Date: 10/6/1981
Interest Rate Options ExaminationFINRA
Current Firm
COMMERCE STREET CAPITAL, LLC
CRD#: 143797 / SEC#: , 8-67606
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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Company Information
COMMERCE STREET CAPITAL, LLC
CRD#: 143797Dallas, TX 75202TRUST BUT VERIFY
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