Robert P. Gillings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Peter Gillings was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 1991 - May 3, 1991
BERKELEY SECURITIES CORPORATION
February 8, 1990 - February 6, 1991
GLOBAL CAPITAL SECURITIES, INC.
August 19, 1987 - January 27, 1990
J. T. MORAN & CO., INC.
February 18, 1987 - September 25, 1987
PHILIPS, APPEL & WALDEN, INC.
October 17, 1986 - February 20, 1987
F.N. WOLF & CO., INC.
June 30, 1986 - October 27, 1986
PHILIPS, APPEL & WALDEN, INC.
August 21, 1984 - June 30, 1986
S. D. COHN & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BERKELEY SECURITIES CORPORATION
CRD#: 8397 / SEC#: , 8-25529
Contact information
Documents
Red Flags
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