James W. Jenkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Wentworth Jenkins was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1982. James had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2013 - December 31, 2018
CHEROKEE & WALKER MANAGEMENT
February 10, 2011 - December 31, 2012
FINANCIAL GUARD, LLC
March 22, 1982 - January 25, 1983
FPI SECURITIES, INC.
March 3, 1982 - June 28, 1982
LPL FINANCIAL LLC
Primary Firm SEC Registration
CHEROKEE & WALKER MANAGEMENT
CRD#: 160962 / SEC#: 801-113327
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHEROKEE & WALKER MANAGEMENT
CRD#: 160962 / SEC#: 801-113327
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 117,235,901 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/30/2025 | ||
| 12/11/2024 | ||
| 01/23/2024 | ||
| 02/22/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
