John M. Nuckel
Professional summary
John Michael Nuckel is a registered financial advisor currently at JOHN NUCKEL LLC located in Hermosa Beach, California.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. John has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Michael Nuckel's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 18, 2021 - Present
JOHN NUCKEL LLC
October 26, 2012 - June 12, 2020
REALTA INVESTMENT ADVISORS, INC
March 17, 2011 - June 12, 2020
REALTA EQUITIES, INC.
January 18, 2006 - December 13, 2010
INVESTORS CAPITAL CORP.
September 16, 2005 - December 13, 2010
INVESTORS CAPITAL CORP.
October 23, 2000 - September 23, 2005
IDS LIFE INSURANCE COMPANY
October 23, 2000 - September 23, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
April 27, 1995 - October 5, 1995
FIRST NEW YORK SECURITIES L.L.C.
February 2, 1993 - August 13, 1993
NEW WINDSOR ASSOCIATES, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/21/2023)
(7/18/2021)
Exams
Current Firm
JOHN NUCKEL LLC
CRD#: 309253 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 14,800,000 |
Red Flags
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