Lee R. Barczak

MORGAN KENWOOD ADVISORS

GREENDALE, WI 53129

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CRD#: 1032134

Professional summary

Lee Roy Barczak is a registered financial advisor currently at MORGAN KENWOOD ADVISORS, LLC located in Greendale, Wisconsin.

Lee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Lee has worked at 9 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) INSURANCE AGENT AND PRESIDENT, MORGAN KENWOOD, LTD. (INSURANCE AGENCY) 5130 WEST LOOMIS ROAD, GREENDALE, WI 53129 NON-INVESTMENT RELATED, REVIEWS APPLICATIONS,POLICIES, QUOTES AND MANAGING THE BUSINESS TASKS. APPROX 8 HRS PER WEEK SPENT ON INSURANCE/BUSINESS ACTIVITIES. (2) OWNER/MEMBER, MK1 REALTY, LLC, 5130 WEST LOOMIS ROAD, GREENDALE, WI 53129 NOT INVESTMENT-RELATED, REAL ESTATE, START: 06/06/2017, APPROXIMATE NUMBER OF HOURS/MONTH: 8, APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS: ZERO, DUTIES: MANAGE FIRM'S EXPENDITURES AND TENANT ISSUES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Roy Barczak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 2, 2004 - Present

MORGAN KENWOOD ADVISORS, LLC

Office #1: 5130 West Loomis Road, Greendale, WI 53129

RIA

CRD#: 128322

GREENDALE, WI

Past

February 12, 2002 - February 27, 2004

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

GREENDALE, WI

Past

February 3, 2000 - February 26, 2004

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

June 15, 1994 - February 9, 2000

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

February 12, 1990 - June 8, 1994

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

November 19, 1989 - February 13, 1990

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

April 22, 1987 - December 2, 1987

CNL, INC.

CRD#: 15820

Past

November 20, 1985 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

March 1, 1985 - November 23, 1985

ALL AMERICAN MANAGEMENT CORPORATION

CRD#: 21

Past

March 21, 1982 - March 8, 1985

EQUABLE SECURITIES CORPORATION

CRD#: 7405

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(3/2/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/10/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/18/1984

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 5/25/1982

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 3/3/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/25/1989

General Securities Principal Examination

Current Firm

MORGAN KENWOOD ADVISORS, LLC

CRD#: 128322 / SEC#: 801-66997

RIA

Registered Investment Advisory firm - (3/4/2010 Terminated)

Wisconsin

Registered Investment Advisory firm - (3/1/2010 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

5130 West Loomis Road, Greendale, WI 53129-1424

Mailing Address

Phone number

(414) 423-4020

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	674
AUM (Assets Under Management)	$ 96,700,955

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lee R. Barczak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Roy Barczak's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

VOYA FINANCIAL ADVISORS, INC.

SECURITIES AMERICA, INC.

OSAIC WEALTH, INC.

CNL, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

ALL AMERICAN MANAGEMENT CORPORATION

EQUABLE SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 3/10/1982

Series 7

Date: 2/18/1984

Series 22

Date: 5/25/1982

Series 6

Date: 3/3/1982

Series 24

Date: 7/25/1989

Current Firm

MORGAN KENWOOD ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MORGAN KENWOOD ADVISORS, LLC

TRUST BUT VERIFY

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