Karen J. Hackman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Jean Hackman, who also goes by Karen Jean Wilkinson, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1982. Karen had worked at 3 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2014 - July 31, 2019
STEWART CAPITAL ADVISORS, LLC
February 10, 1982 - November 17, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 10, 1982 - November 17, 1992
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STEWART CAPITAL ADVISORS, LLC
CRD#: 134012 / SEC#: 801-64212
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,090 |
| AUM (Assets Under Management) | $ 1,094,564,626 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/02/2024 | ||
| 07/26/2023 | ||
| 09/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
