Michael P. Boylan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Patrick Boylan, who also goes by Christian Patrick, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1982. Michael had worked at 8 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2011 - May 13, 2013
BANCWEST INVESTMENT SERVICES, INC.
May 19, 2011 - May 13, 2013
BANCWEST INVESTMENT SERVICES, INC.
September 15, 2009 - May 17, 2011
OSAIC SERVICES, INC.
September 1, 2009 - May 17, 2011
OSAIC SERVICES, INC.
January 10, 2008 - September 14, 2009
VALIC FINANCIAL ADVISORS, INC.
January 4, 2008 - September 14, 2009
VALIC FINANCIAL ADVISORS, INC.
July 2, 2004 - December 31, 2007
INSIGHT SECURITIES, INC.
May 19, 2003 - June 30, 2004
GOLDEN TRIANGLE SECURITIES LLC
July 8, 1997 - June 2, 2003
UBS FINANCIAL SERVICES INC.
September 18, 1990 - June 2, 2003
UBS FINANCIAL SERVICES INC.
July 21, 1982 - July 31, 1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 21, 1982 - August 3, 1987
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANCWEST INVESTMENT SERVICES, INC.
CRD#: 29357 / SEC#: 801-71300, 8-44261
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO HARRIS BANK N.A. | SOLE SHAREHOLDER | |
| BIEL, ROLLIN LYNN | BWIS VICE PRESIDENT - CHIEF FINANCIAL OFFICER/PFO | 5101711 |
| DUBENDORF, DARIN KEITH | BWIS PRESIDENT/CEO - WMG HEAD OF CLIENT SOLUTIONS | 1692187 |
| HATFIELD, JOHN CALVIN | BWIS VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4272399 |
| PRUITT, JEFFREY PAUL | BWIS VICE PRESIDENT - CHIEF COMPLIANCE OFFICER | 2455635 |
Regulatory assets under management
| Total Number of Accounts | 9,062 |
| AUM (Assets Under Management) | $ 2,024,253,748 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
