Franklyn K. Frye
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Franklyn Kent Frye was a registered financial professional .
Franklyn is a previously registered financial professional and started their career in finance in 1982. Franklyn had worked at 9 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 1992 - November 7, 1995
JOHNSTON KENT SECURITIES, INC.
April 27, 1992 - September 2, 1992
DEL MAR SECURITIES, INC.
November 29, 1989 - March 27, 1991
WHITEHOUSE & MOORE INVESTMENTS, INC.
September 16, 1987 - April 4, 1989
GARNER JOHNSTON & FRYE SECURITIES, INC.
January 14, 1986 - July 31, 1987
R.B. MARICH, INC.
August 7, 1984 - February 11, 1985
GRAYSTONE NASH, INC.
August 17, 1983 - June 7, 1984
FIRST FINANCIAL SECURITIES, INC.
July 28, 1982 - August 19, 1983
FIRST AFFILIATED SECURITIES, INC.
March 30, 1982 - June 9, 1982
OTC NET INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOHNSTON KENT SECURITIES, INC.
CRD#: 21618 / SEC#: , 8-38895
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
