Robert A. Stinziano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Allen Stinziano, who also goes by Bob Stinziano, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1988. Robert had worked at 5 firms and has passed the Series 63, Series 6, Series 22, Series 15 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2005 - November 8, 2012
TRINITY SECURITIES, INC.
August 10, 2004 - July 11, 2005
PREMIER GROUP, INC.
October 23, 2002 - August 10, 2004
TRINITY SECURITIES, INC.
February 20, 2001 - March 25, 2002
THE CHAMPION GROUP, INC.
October 21, 1999 - February 16, 2001
PREMIER GROUP, INC.
December 12, 1988 - November 18, 1998
GERWIN GROUP, INC.
June 15, 1988 - June 21, 1988
RHM SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 4/16/1986
Foreign Currency Options ExaminationCurrent Firm
TRINITY SECURITIES, INC.
CRD#: 44857 / SEC#: , 8-50858
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| YORK, JOHN VERNON | PRESIDENT/CEO/CCO | |
| ROOMSBURG, ROBERT STANLEY | EXECUTIVE VICE PRESIDENT | 1347467 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
