Antoinette S. Diavatopoulos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antoinette Sullivan Diavatopoulos, who also goes by Antoinette Moses Bristow, Toni Ddiavatopoulos, Antoinette S Diavatopoulos, Toni Diavatopoulos, Antoinette Moses Sullivan, Antoinette Sullivanmoses, was a registered financial professional .
Antoinette is a previously registered financial professional and started their career in finance in 1982. Antoinette had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2019 - March 31, 2026
M. S. HOWELLS & CO.
November 28, 1995 - January 3, 2019
STEPHENS
December 21, 1992 - December 1, 1995
CREWS & ASSOCIATES, INC.
January 25, 1991 - December 23, 1992
POWELL & SATTERFIELD, INC.
October 17, 1983 - February 6, 1990
GKB, INC.
March 12, 1982 - October 7, 1983
BRITTENUM & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
M. S. HOWELLS & CO.
CRD#: 104100 / SEC#: , 8-52558
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MARK HOWELLS TRUST, DATED 6/25/1997, MARK HOWELLS TRUSTEE | OWNER | |
| SANTAMARIA, KATRINA PATRICIA | CHIEF EXECUTIVE OFFICER | 3248779 |
| CRITES, MARCY ANN | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | 6346298 |
| HOWELLS, MARK STEPHEN | EXECUTIVE CHAIRMAN/DIRECTOR | 726921 |
| HOWELLS, MARK STEPHEN | TRUSTEE FOR MARK HOWELLS TRUST DATED 6/25/1997 | 726921 |
| JORDAN, CHRISTOPHER SHANE | CHIEF COMPLIANCE OFFICER | 2843281 |
| KREIZENBECK, TARA LYNN | CHIEF OPERATING OFFICER | 7141895 |
Red Flags
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