Antoinette S. Diavatopoulos
Professional summary
Antoinette Sullivan Diavatopoulos, who also goes by Antoinette Moses Bristow, Toni Ddiavatopoulos, Antoinette S Diavatopoulos, Toni Diavatopoulos, Antoinette Moses Sullivan, Antoinette Sullivanmoses, is a registered financial professional currently at M. S. HOWELLS & CO. located in Bentonville, Arkansas.
Antoinette is registered as a RR (Registered Representative) and started their career in finance in 1982. Antoinette has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Antoinette Sullivan Diavatopoulos's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2019 - Present
M. S. HOWELLS & CO.
Office #1: 3201-1 Sw Regency Parkway, Bentonville, AR 72712November 28, 1995 - January 3, 2019
STEPHENS
December 21, 1992 - December 1, 1995
CREWS & ASSOCIATES, INC.
January 25, 1991 - December 23, 1992
POWELL & SATTERFIELD, INC.
October 17, 1983 - February 6, 1990
GKB, INC.
March 12, 1982 - October 7, 1983
BRITTENUM & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/30/2019)
Exams
FINRA
Current Firm
M. S. HOWELLS & CO.
CRD#: 104100 / SEC#: , 8-52558
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MARK HOWELLS TRUST, DATED 6/25/1997, MARK HOWELLS TRUSTEE | OWNER | |
| SANTAMARIA, KATRINA PATRICIA | CHIEF EXECUTIVE OFFICER | 3248779 |
| CRITES, MARCY ANN | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | 6346298 |
| HOWELLS, MARK STEPHEN | EXECUTIVE CHAIRMAN/DIRECTOR | 726921 |
| HOWELLS, MARK STEPHEN | TRUSTEE FOR MARK HOWELLS TRUST DATED 6/25/1997 | 726921 |
| JORDAN, CHRISTOPHER SHANE | CHIEF COMPLIANCE OFFICER | 2843281 |
| KREIZENBECK, TARA LYNN | CHIEF OPERATING OFFICER | 7141895 |
Red Flags
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