Timothy F. Bock

SUMMIT PORTFOLIO MANAGEMENT LLC

Las Vegas, NV

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CRD#: 1031820

Professional summary

Timothy Francis Bock is a registered financial advisor currently at SUMMIT PORTFOLIO MANAGEMENT LLC located in Las Vegas, Nevada.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Timothy has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Francis Bock's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 1997 - Present

SUMMIT PORTFOLIO MANAGEMENT LLC

RIA

CRD#: 111243

Las Vegas, NV

Past

July 30, 1994 - September 3, 1996

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

January 31, 1991 - November 22, 1994

OAK TREE SECURITIES, INC.

CRD#: 18126

LIVERMORE, CA

Past

June 4, 1990 - December 31, 1990

E.F. DALY FINANCIAL GROUP

CRD#: 20434

Past

April 25, 1989 - June 5, 1990

KAVANAUGH SECURITIES, INC.

CRD#: 10606

DALLAS, TX

Past

November 3, 1988 - May 8, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

August 18, 1986 - November 3, 1988

CHRISTOPHER WEIL & COMPANY, INC

CRD#: 6566

GLENDALE, CA

Past

September 5, 1984 - September 8, 1986

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

March 23, 1982 - September 11, 1984

MUNICICORP OF CALIFORNIA

CRD#: 7184

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT PORTFOLIO MANAGEMENT LLC

SUMMIT PORTFOLIO MANAGEMENT INC. | SUMMIT PORTFOLIO MANAGEMENT LLC

CRD#: 111243 / SEC#: 801-46423

RIA

Registered Investment Advisory firm - (5/2/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/8/1997)

IAR

Nevada
(5/1/2002)

IAR

Texas
(9/25/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/7/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/20/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/28/1993

General Securities Principal Examination

Current Firm

SUMMIT PORTFOLIO MANAGEMENT LLC

SUMMIT PORTFOLIO MANAGEMENT INC. | SUMMIT PORTFOLIO MANAGEMENT LLC

CRD#: 111243 / SEC#: 801-46423

RIA

Registered Investment Advisory firm - (5/2/1994 Approved)

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Contact information

Main Address

10091 Park Run Drive #110, Las Vegas, NV 89145

Mailing Address

Phone number

(702) 838-9999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2 2025 (3/20/2025)

Regulatory assets under management

Total Number of Accounts	108
AUM (Assets Under Management)	$ 169,696,643

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Timothy F. Bock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Francis Bock's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA, INC.

OAK TREE SECURITIES, INC.

E.F. DALY FINANCIAL GROUP

KAVANAUGH SECURITIES, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

CHRISTOPHER WEIL & COMPANY, INC

INTEGRATED RESOURCES EQUITY CORPORATION

MUNICICORP OF CALIFORNIA

Primary Firm SEC Registration

SUMMIT PORTFOLIO MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/2002

Series 63

Date: 9/7/1982

Series 7

Date: 3/20/1982

Series 24

Date: 9/28/1993

Current Firm

SUMMIT PORTFOLIO MANAGEMENT LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT PORTFOLIO MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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