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Timothy H. Reuling

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CRD#: 1031784
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Hart Reuling, who also goes by Tim Reuling, was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 1982. Timothy had worked at 6 firms and has passed the Series 63 and Series 22 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Tim Reuling

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 22, 1988 - January 30, 1990

MIDVALE SECURITIES CORPORATION

BD
CRD#: 15877
Past

September 25, 1987 - May 13, 1988

CENTURY PACIFIC PLACEMENT CORPORATION

BD
CRD#: 13282
Past

June 20, 1986 - July 15, 1987

CARDINAL SECURITIES CORPORATION

BD
CRD#: 10521
Past

April 4, 1985 - April 1, 1986

VESTEQ SECURITIES CORPORATION

BD
CRD#: 14800
Past

June 13, 1984 - April 29, 1985

BENNETT FINANCIAL CORPORATION

BD
CRD#: 10380
Past

November 2, 1982 - October 24, 1983

ALL SERVICES FINANCIAL CENTER

BD
CRD#: 7832

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 12/16/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


MS
MIDVALE SECURITIES CORPORATION
MIDVALE SECURITIES CORPORATION

CRD#: 15877 / SEC#: , 8-32884

BD
Terminated by SEC on 10/05/1997
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Contact information


Main Address
Mailing Address
Phone number
Established
California since 08/24/1984
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MIDVALE SECURITIES CORPORATION

CRD#: 15877

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